NASDAQ Stock Market Rules

Equity Rules

Rule 0100		General Provisions
Rule 1000		Membership, Registration and Qualification Requirements
Rule 2000		Business Conduct
Rule 2000A		Business Conduct
Rule 3000		Responsibilities Relating to Associated Persons, Employees, and Others' Employees
Rule 3000A		Supervision and Responsibilities Relating to Associated Persons
Rule 4000		Marketplace Rules
Rule 4000A		Financial and Operational Rules
Rule 5000		The Qualification, Listing and Delisting of Companies
Rule 5000A		NASDAQ Supplementary Conduct Rules
Rule 6000		Other Systems and Programs
Rule 7000		Charges for Membership, Services, and Equipment
Rule 7000A		Order Audit Trail Series
Rule 8000		Investigations and Sanctions
Rule 9000		Code of Procedure
Rule 10000		Code of Arbitration Procedure
Rule 11000		Uniform Practice Code

Chapter I		General Provisions
Chapter II		Participation
Chapter III		Business Conduct
Chapter IV		Securities Traded on NOM
Chapter V		Regulation of Trading on NOM
Chapter VI		Trading Systems
Chapter VII		Market Participants
Chapter VIII		Exercises and Deliveries
Chapter IX		Records, Reports and Audits
Chapter X		Discipline and Summary Suspensions
Chapter XI		Doing Business with the Public
Chapter XII		Intermarket Linkage Rules
Chapter XIII		Margin Requirements
Chapter XIV		Index Rules
Chapter XV		Options Pricing