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About The Nasdaq Stock Market Rules

Covers the By-Laws and Rules of Nasdaq Stock Market.

The Nasdaq Stock Market LLC Rules


The Qualification, Listing and Delisting of Companies

The Qualification, Listing and Delisting of Companies

General Equity and Options Rules

General Provisions
Organization and Administration
General 3
Membership and Access
Registration Requirements
Consolidated Audit Trail Compliance

Equity Rules

Equity Definitions
Equity 2
Equity Market Participants
Equity 3
Equity Trading Rules
Equity 4
Limit Up-Limit Down
Order Audit Trail System
Equity 6
Pricing Schedule
Equity 8
Uniform Practice Code
Equity 9
Supplementary Conduct Rules
Equity 10
Membership and Registration
Conduct Rules
Marketplace Rules
Trading of Non-Convertible Bonds Listed on Nasdaq
Other Systems and Programs
Uniform Practice Code

Options Rules

General Provisions
Options Market Participants
Options Participation
Options Trading Rules
Options Listing Rules
Options Index Rules
Order Protection and Locked and Crossed Markets
Options Trade Administration
Closing Transactions
Exercises and Deliveries
Net Capital Requirements
Records, Reports and Audits
Pricing Schedule
Options 8
Business Conduct
Doing Business with the Public
Minor Rule Plan Violations

Nasdaq Corporate Organization

The Nasdaq Stock Market LLC

The Nasdaq Options Market LLC

Nasdaq, Inc.

Additional Information

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