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About The Nasdaq Stock Market Rules

Covers the By-Laws and Rules of Nasdaq Stock Market.

The Nasdaq Stock Market LLC Rules

The Qualification, Listing and Delisting of Companies

 
The Qualification, Listing and Delisting of Companies

General Equity and Options Rules

 
General Provisions
 
Organization and Administration
General 3
 
Membership and Access
 
Registration Requirements
 
Discipline
 
Arbitration
 
Consolidated Audit Trail Compliance
 
Connectivity
 
Regulation

Equity Rules

 
Equity Definitions
Equity 2
 
Equity Market Participants
Equity 3
 
Equity Trading Rules
Equity 4
 
Limit Up-Limit Down
 
Order Audit Trail System
Equity 6
 
Reserved
 
Pricing Schedule
Equity 8
 
Uniform Practice Code
Equity 9
 
Supplementary Conduct Rules
Equity 10
 
Reserved
 
Membership and Registration
 
Conduct Rules
 
Marketplace Rules
 
Trading of Non-Convertible Bonds Listed on Nasdaq
 
Other Systems and Programs
 
Uniform Practice Code

Options Rules

 
General Provisions
 
Options Market Participants
 
Options Participation
 
Options Trading Rules
 
Options Listing Rules
 
Options Index Rules
 
Reserved
 
Order Protection and Locked and Crossed Markets
 
Options Trade Administration
 
Closing Transactions
 
Exercises and Deliveries
 
Margins
 
Net Capital Requirements
 
Records, Reports and Audits
 
Pricing Schedule
Options 8
 
Reserved
 
Business Conduct
 
Doing Business with the Public
 
Minor Rule Plan Violations

Nasdaq Corporate Organization

The Nasdaq Stock Market LLC

The Nasdaq Options Market LLC

Nasdaq, Inc.

Additional Information

 
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