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About The NASDAQ Stock Market Rules

Covers the By-Laws and Rules of NASDAQ Stock Market.

NASDAQ Stock Market Rules

Equity Rules

General Provisions
Membership, Registration and Qualification Requirements
Business Conduct
Business Conduct
Responsibilities Relating to Associated Persons, Employees, and Others' Employees
Supervision and Responsibilities Relating to Associated Persons
Marketplace Rules
Financial and Operational Rules
The Qualification, Listing and Delisting of Companies
NASDAQ Supplementary Conduct Rules
Other Systems and Programs
Charges for Membership, Services, and Equipment
Order Audit Trail Series
Investigations and Sanctions
Code of Procedure
Code of Arbitration Procedure
Uniform Practice Code

Options Rules

General Provisions
Business Conduct
Securities Traded on NOM
Regulation of Trading on NOM
Trading Systems
Market Participants
Exercises and Deliveries
Records, Reports and Audits
Discipline and Summary Suspensions
Doing Business with the Public
Intermarket Linkage Rules
Margin Requirements
Index Rules
Options Pricing

NASDAQ Corporate Organization

The NASDAQ Stock Market LLC

The NASDAQ Options Market LLC

Nasdaq, Inc.

Additional Information

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