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About The NASDAQ Stock Market Rules

Covers the By-Laws and Rules of NASDAQ Stock Market.

NASDAQ Stock Market Rules

Equity Rules

 
General Provisions
 
Membership, Registration and Qualification Requirements
 
Business Conduct
 
Business Conduct
 
Responsibilities Relating to Associated Persons, Employees, and Others' Employees
 
Supervision and Responsibilities Relating to Associated Persons
 
Marketplace Rules
 
Financial and Operational Rules
 
The Qualification, Listing and Delisting of Companies
 
NASDAQ Supplementary Conduct Rules
 
Other Systems and Programs
 
Charges for Membership, Services, and Equipment
 
Order Audit Trail Series
 
Investigations and Sanctions
 
Code of Procedure
 
Code of Arbitration Procedure
 
Uniform Practice Code

Options Rules

 
General Provisions
 
Participation
 
Business Conduct
 
Securities Traded on NOM
 
Regulation of Trading on NOM
 
Trading Systems
 
Market Participants
 
Exercises and Deliveries
 
Records, Reports and Audits
 
Discipline and Summary Suspensions
 
Doing Business with the Public
 
Intermarket Linkage Rules
 
Margin Requirements
 
Index Rules
 
Options Pricing

NASDAQ Corporate Organization

The NASDAQ Stock Market LLC

The NASDAQ Options Market LLC

The NASDAQ OMX Group, Inc

Additional Information

 
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